Our client, a US based global investment and technology development firm seeks a proactive, detail-oriented analyst to join its Legal & Compliance team in Hong Kong or Singapore. The analyst will work closely with a team of attorneys and compliance professionals to help ensure that the firm’s business activities in Asia are conducted in strict accordance with regulatory requirements. This position affords the opportunity for broad exposure to the firm’s trading, operations, and investor relations groups, as well as the chance to handle real-time issues related to the firm’s suite of global investment products in a fast-paced, constantly evolving regulatory environment. The role also offers the opportunity to work in an inclusive, collaborative, and engaging working environment.
RESPONSIBILITIES
Preparing regulatory filings
Collaborating with compliance staff to support the firm’s business units
Designing and reviewing automated compliance monitoring reports, and ensuring adherence to compliance policies
Work on long-term projects to maintain the firm’s high standards of compliance with new and existing regulations
REQUIREMENTS
Candidates should have zero to three years of experience and an impressive record in their academic and/or professional endeavors
A bachelor’s degree or higher is required, along with excellent analytical abilities, drafting and verbal communication skills, and well-developed numeracy
Fluency in English is a must. Fluency in Mandarin is particularly helpful, but not required. Japanese and/or Korean language skills are a plus
Organisational and project management acumen are of great importance, as are a keen eye for detail, a robust work ethic, and a willingness to learn
Prior experience in paralegal work, accounting, financial operations, compliance, or investment management is beneficial but is not required
For further details please contact Shaleena Mulchandani or email your application to sm@charlottefrank.com
Job Code: MMV/12318
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